Global Regulatory Entities

Why is broker regulation important to you as a trader?

The forex market is a giant. Almost 5 trillion dollars’ worth of transactions happens daily.

locked lock forex regulatory entities

With the size this big, you need regulatory protection.

You don’t want unregulated brokers to put your deposit and profits at risk when it comes to withdrawal time.

So, how can you achieve protection?

Simple, by trading with the regulated forex broker.

When you trade with the regulated broker, it adds multiple layers of security.

If a broker meets all of the key conditions and obtains a license from the regulatory body, it signifies that the broker follows standards.

One of the major concerns when trading with unregulated forex brokers is that they are not required to adhere to any recognized standards.
You can’t rule out unethical or illegal activity. If something goes south, you can’t do anything about it.

When choosing a forex broker, you need to take the first step as a trader to check the broker’s regulations.

After all, you wouldn’t give someone claiming to be authentic thousands of dollars, would you?

You might be thinking, “How can I choose a regulated broker”?
Well, it’s not that difficult. Several regulatory bodies help you differentiate regulated from non-regulated brokers.

The most reputable forex regulatory bodies are FCA (Financial Conduct Authority) in the UK, ASIC (Australian Securities and Investments Commission) in Australia, and NFA (National Futures Association) in the US.
Take your time when selecting a broker.

Don’t get caught by bonus offers and a flashy website.

Want to know if your broker is regulated? Just search your chosen broker on the below-mentioned listed regulatory bodies’ websites.

NBRB Regulatory Entity


NBRB Regulatory Entity (National Bank of the Republic of Belarus) is the Republic of Belarus’ central bank and state body. NBRB functions just for the sole purpose of supporting the Republic of Belarus. The National Bank fully complies with Belarus laws, Belarus Banking Code, Belarus Constitution, the National Bank of Belarus Charter, and President of Belarus regulatory legal acts, and is self-governing in its operations. The NBRB is answerable to the president of Belarus. The President of Belarus Role in NBRB The President of the Republic of Belarus will approve the National Bank’s Charter, as well as any modifications and/or additions. The President of the Republic of Belarus appoints an auditing firm to examine the National Bank’s yearly accounting (financial)

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GFSC Regulatory Entity


Guernsey Financial Services Commission is charged with maintaining financial industry standards in the Bailiwick of Guernsey. The Bailiwick, however, increases its credibility as a jurisdiction. In the case of GFSC, it is the goal to achieve successful regulation of clients while being transparent, professional, and proportionate. GFSC is an independent agency that charges fees to the financial businesses it regulates. However, the GFSC regulates the States of Guernsey, which is responsible for the financial services industry in Bailiwick. GFSC services As part of its supervision and regulation, the commission oversees and authorises more than 2,000 licensees in the banking, investment, insurance, and fiduciary sectors. Additionally, the GFSC regulates compliance with standards established by international bodies, such as the International Association

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FINMA Regulatory Entity


FINMA stands for Swiss Financial Market Supervisory Authority. As a federal supervisory authority, it ensures correct compliance with financial regulations in any organization that operates in Switzerland. As a regulatory body, FINMA was established in 2007 to address all the concerns associated with money laundering. It is even empowering to improve the global financial economy of Switzerland through the collaboration of three major bodies. Those three bodies are The Federal Office of Private Insurance and AML Control Authority, and third is the Swiss Banking Commission. In short, this regulatory is working as a watchdog. It cooperates with the rest of the financial sectors against any acts of terrorism or illicit crimes. Introduction about FINMA FINMA is performing a role where

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OCIF Regulatory Entity


The Office of the Commissioner of Financial Institutions of Puerto Rico (OCIF) is the regulatory agency under the Department of Treasury, Puerto Rico, which oversees and controls the country’s financial sector and ensures that financial transactions within the territory are in compliance with the laws and regulations. OCIF Mission The main goal of OCIF is to control, regulate and supervise the financial structure sector of Puerto Rico, to compete in the global market, help in the development of the social-economic sector of the country and protect the public interest. OCIF Vision Establishing a quick, updated, and adaptable financial policy for the public that guarantees equality and balance between the interests of financial customers, depositors, shareholders, and investors. OCIF History OCIF

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LFSA Regulatory Entity


Labuan Financial Services Authority (Labuan FSA) is responsible for providing financial services in Labuan and was created by Law No. 66 of 1966 on 15 February. As a statutory body, the Labuan FSA’s responsibility is to develop and manage Labuan International Business and Financial Centre (Labuan IBFC). Objectives of LFSA Listed below are the objectives of the Labuan FSA Developing and promoting Labuan as an international centre of business and finance services. Policies and objectives will be developed and implemented to develop and administer international businesses and financial services in Labuan. Regulatory, supervisory, and enforcement agency for financial and international services. Labuan FSA licenses and regulates companies operating within Labuan IBFC. It ensures that these companies abide by all applicable

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SEC Regulatory Entity


SEC stands for US Securities and Exchange Commission, an independent regulatory agency supervised by the federal government. A major role of this agency is to protect investors and maintain an orderly environment for the functioning of the securities markets. The SEC also facilitates capital formation. As the first federal regulator of securities markets, the SEC began working in 1934, when Congress established it. The SEC aims to promote a complete public disclosure to protect the investors from any forms of manipulation within the market. Moreover, it monitors the corporate sector in the US and approves the registration statements for the book-runners in the middle of underwriting firms. Four major divisions of SEC regulatory entity The four main divisions of SEC

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JSC Regulatory Entity


The Jordan Securities Commission (JSC) emerged as an independent public organization in 1997. The organization’s mission is to develop, regulate, and administer Jordan’s capital market. In addition, to protect investors and maintain a sound investment environment. Additionally, to achieve fairness, safety, and transparency. In addition, to attract domestic and foreign investors. JSC strives to develop the capital market according to international standards. JSC continually strives to improve the rules that govern the capital market. Its institutions should be strengthened to ensure a higher level of protection and transparency. Additionally, the JSC regulatory entity monitors financial institutions’ activities in the capital market to ensure that they comply with disclosure regulations. For investors, it facilitates informed investment decisions. The JSC enforces the

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CBUAE Regulatory Entity


The Central Bank of the United Arab Emirates, CBUAE, was founded in 1980 and is one of the leading financial regulatory bodies in the UAE. The agency supervises and monitors all financial processes within the country. UAE regulatory entities are responsible for ensuring the powerful and sustainable growth of the UAE’s economy. Historical background The currency board was the central financial regulatory authority of the UAE before the Central Bank was established. However, the board did not have the same power as the Central Bank. It was primarily responsible for managing currency and maintaining foreign exchange and gold reserves. After establishing the Banking Supervision Department in 1978, the Research and Statistics Centre was established in 1974. On 10 December 1980,

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CBCS Regulatory Entity


CBCS is the “Central Bank of Curaçao and St. Maarten (the Central Bank).” The CBCS (Centrale Bank van Curaçao en Sint Maarten) Regulatory Entity plays a crucial role in maintaining the external stability of the Netherlands Antillean Guilder (ANG). Plus, it even promotes an efficient and transparent system within the financial market of St. Maarten as well as Curaçao. The Central Bank of Curaçao and St. Maarten also play a significant role in regulating and supervising the financial sector. Their main objective is to develop the financial market in Curaçao and St. Maarten. Generally, they perform their task within a supervisory framework consisting of monetary supervision and business economic supervision. How does the CBCS regulatory body work? In Curaçao and

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LSE Regulatory Entity


LSE Group (London Stock Exchange Group) is a global provider of financial market infrastructure and data. In addition to their commitment to excellence, they are open-access partners who provide services to their customers. As a global market leader, they help businesses and economies around the globe to fund innovation, manage risk and create jobs. Over the past 300 years, they have contributed to enhancing financial stability and economic growth worldwide. History of LSE The London Stock Exchange is a stock exchange located in London, England. As of March 2021, there are 3.8 trillion pounds in market value on the London Stock Exchange. Established in 1801, it is the world’s oldest stock exchange. In London, the company is headquartered in Paternoster

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